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by hutao 12 days ago
Here is an article by Andrej Bauer answering the exact question, "What is algebraic about algebraic effects and handlers?": https://arxiv.org/abs/1807.05923v2

Contrary to the claim from the comment you are replying to, according to Andrej Bauer, "algebraic" does not refer to the composition of different algebraic effects via composing their handlers.

When you see "algebra," think "algebraic structure," i.e., a set of operations and a set of equational laws on those operations.

An algebraic effect consists of a set of effectful operations. In that sense, each algebraic effect (reader, state, etc.) defines its own algebraic structure. In theory, the operations of an effect should also be related to each other by laws. Here is an example for the state effect from Andrej Bauer's paper:

    lookup(ℓ,λs.lookup(ℓ,λt.κst)) = lookup(ℓ,λs.κss)
    lookup(ℓ,λs.update((ℓ,s),κ)) = κ()
    update((ℓ,s),λ_.lookup(ℓ,κ)) = update((ℓ,s),λ_.κs)
    update((ℓ,s),λ_.update((ℓ,t),κ)) = update((ℓ,t),κ)
Therefore, the state effect has an algebraic structure.

However, monads that cannot be defined in this equational style cannot be translated to algebraic effects. An example is the continuation monad: https://old.reddit.com/r/haskell/comments/44q2xr/is_it_possi... (I think you are involved in the Reddit comment chain that I'm linking to...)

AFAIK, another example is the "exception" monad, because the way that you interact with it is through the handler itself. I once saw a thread on r/Haskell discussing this, but can't find it.

1 comments

Ah, thanks, maybe this holds a clue! (Clearly I have been interested in getting to the bottom of this for a while.)

So maybe an "algebraic effect" is one that's isomorphic to a free monad of a functor that itself is an algebraic data type. That seems to give an unambiguous specification for what it means to handle an effect (a natural transformation) and to take a "free product" of effects (sum the functors).

On the other hand I think it would mean that things like Future and general IO wouldn't be algebraic effects.

This is the gist of Andrej Bauer's paper:

- An algebraic theory consists of a "signature" (specifying a set of operation symbols with their arities) and a set of equations about those operations. An algebraic theory is purely syntactic, and does not give meaning to the operations or equations.

- An interpretation of an algebraic theory maps each operation symbol to a concrete mathematical object. It maps syntax to semantics.

- A model is an interpretation in which the algebraic theory's equations hold.

- A free model of an algebraic theory, generated by a set, is basically a model that can be mapped to any other model of the theory generated by the set.

So, an example of an algebraic theory is a group (as in the algebraic structure itself, not the various instances of a group). Its signature consists of the binary operation of combining, the unary operation of inverse, and the nullary operation of identity. The models of a group are its instances, such as the integers under additions and subtraction, or permutation functions on a set. The integers are the free group (that is, the free model of the group) generated by the set {1}.

Algebraic theories can also describe the effects of a programming language (e.g. reader, writer, or state). The free model of an algebraic effect is given by the syntax trees describing its effectful computations. Effect handlers are maps from syntax trees, transforming computations into other computations within the programming language.

> On the other hand I think it would mean that things like Future and general IO wouldn't be algebraic effects.

For what it's worth, Example 2.3 in the paper states that IO is an algebraic effect, albeit one with no equations. What might be confusing is that the handler of the IO effect cannot have the level of concreteness to actually implement the IO operations. Effect handlers only map computations to computations within the "pure" programming language. From the paper:

> What we still lack is a mathematical model of computational effects at the level of the external environment in which the program runs. There is always a barrier between the program and its external environment, be it a virtual machine, the operating system, or the underlying hardware. The actual computational effects cross the barrier, and cannot be modeled as handlers. A handler gets access to the continuation, but when a real computational effects happens, the continuation is not available. If it were, then after having launched missiles, the program could change its mind, restart the continuation, and establish world peace.

> Example 2.3 in the paper states that IO is an algebraic effect

Oh, I meant what Haskell calls `IO`, which includes the ability to launch threads, use delimited continuation primops, abort the program, communicate with the FFI, and all sorts of other things that I would guess don't have an algebraic presentation.