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by balderdash
1048 days ago
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If anyone is a glutton for punishment there are overlapping records requirements, but this is the one that is the one that is probably most relevant to those in the securities industry https://www.finra.org/rules-guidance/key-topics/books-record... "Firms may not permit the use of any type of electronic communication if they are unable to satisfy the applicable recordkeeping requirements with respect to that particular type of electronic communication." |
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