|
|
|
|
|
|
by wmf
1427 days ago
|
|
|
Just look at the headlines https://www.sec.gov/news/pressreleases These are just from the past three months: Equitable Financial To Pay $50 Million Penalty To Settle SEC Charges... UBS to Pay $25 Million to Settle SEC Fraud Charges... Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams... SEC Halts Alleged Ongoing $39 Million Fraud... Medley Management and Former Co-CEOs to Pay $10 Million Penalty... SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme |
|
|