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by mcguire
1805 days ago
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How do you know it was highly effective? Do the audits enhance compliance or just ensure non-compliance is well concealed? The SEC's enforcement actions page shows a continuous stream of actions against large corporations ("Goldman Sachs Group, Inc. - The firm agreed to pay more than more than $1 billion to settle SEC charges that it violated the anti-bribery, books and records, and internal accounting controls provisions of the FCPA in connection with the 1Malaysia Development Berhad (1MDB) bribe scheme. See related action against Tim Leissner (10/22/20).") since they ramped up enforcement in 2007. How do you know that's not just the tip of the iceberg? [edit] URL: https://www.sec.gov/enforce/sec-enforcement-actions-fcpa-cas... |
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