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by pm24601 2438 days ago
> I have all exercised options, but not all vested, been here about 2 years, so half vested. Didn't pay taxes at exercise because there was no difference between exercise price and market price.

Early exercise with a 83b election?

You will be fine.

The tax problem happens like this:

1. Your option strike price is $0.01/sh

2. The current price as set by the board (or the stock market if public) is $10/sh

3. You exercise 2000000 shares

4. You write a check to your company 2000000 sh * $0.01/sh = $20000

The fair market value (as determined in step #2) is 2,000,000 sh * $10/sh = $20,000,000

The IRS says "wait a minute you only paid $20,000 for something that is worth $20,000,000".

The difference $20,000,000 - $20,000 = $19,980,000 was a 'gift' that requires taxes to be paid.

Now lets do the 83b election with early exercise. In that case the FMV == the strike price on the options. The difference is $0 You are paying FMV and there is no 'gift'.

1 comments

Thank you! The 83b situation is the one I'm in. Appreciate it, sorry for the late response.